Principal Firm with Appointed Representatives Directly Authorised Firm without Appointed Representatives
Events

We’ll be holding a free workshop to introduce Compliance Star, our cloud-based technology platform that facilitates compliance management, automated workflow and monitoring of firms authorised by the Financial Conduct Authority (FCA).

We will be demonstrating the key features available, including:

    • A range of modules driving efficiencies and oversight of regulatory obligations
    • Risk-based audit assessments and tracking of actions
    • Reports and dashboards supporting regulatory submissions and operational oversight

Compliance Star enables complete tracking of internal regulatory processes and provides up-to-date single point data access combined with the ability to produce FCA required reports on such data. It can reduce compliance burden and is currently being used by many leading regulatory networks.

Please note, due to high demand we can only allow 1 attendee per company. Advanced booking required.

Join us

To book your place; fill in the form below.

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Attendee details

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For any queries, please contact us at sales@compliancestar.co.uk or call 0203 859 0056.

0203 859 0056
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Appointed Representative OnboardingManagement InformationComplaints ReportingFinancial Promotion Review/AuditCompliance Manuals, Policies and ProceduresAudits


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