Principal Firm with Appointed Representatives Directly Authorised Firm without Appointed Representatives
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    What can we do for your business?
    Clarity

    Compliance Star is a bespoke workflow management tool which has been developed by our team of market-leading compliance experts to manage compliance monitoring, reporting and oversight of your appointed representatives effectively and efficiently.

    Insight

    Compliance Star’s MI functionality provides you with the perfect platform to manage your compliance reporting and regulatory oversight obligations

    Diligent

    Meet your regulatory requirements with the Compliance Star Appointed Representatives and Approved Person’s due diligence recommended framework.

    Awareness

    Compliance Star manuals, policies and procedures are tailored to your Appointed Representatives business types and tackle the ever increasing guidance issued by the FCA in respect of compliance updates

    Assurance

    Compliance Star automated and manual task functions allow you to create the tasks that your business needs and to stay on top of your compliance risk across your Appointed Representative portfolio.