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Managing your risks

FCA regulation means it’s more important than ever for firms to effectively manage compliance functions and risk.

One of the key benefits of Compliance Star is comprehensive, reliable data which the firm can rely upon to manage its exposure to risk, ensure those who control and direct the firm have demonstrable, effective oversight and offer rapid identification of issues allowing the firm to respond quickly so reducing customer and regulatory risk.

Compliance Star gives you the tools you need to keep your firm up to compliance standards.

What can Compliance Star do for your business?
Clarity

The Compliance Star Platform is a bespoke workflow management tool which has been developed by our team of market-leading compliance experts to manage compliance monitoring, reporting and oversight effectively and efficiently.

Insight

Compliance Star’s MI functionality provides you with the perfect platform to manage your compliance reporting and regulatory oversight obligations.

Diligent

Meet your regulatory requirements under the the Senior Managers and Certification Regime.

Awareness

Compliance Star’s manuals, policies and procedures are tailored to your business type and tackle the ever increasing guidance issued by the FCA in respect of compliance updates.

Assurance

Compliance Star automated and manual task functions allow you to create and monitor the tasks that your business needs to stay on top of your compliance risk.

How can our modules help you?

FCA regulations means it’s more important than ever for firms to effectively manage compliance functions and risk.

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